Clients have the responsibility of providing all the information necessary to make an informed recommendation, including but not limited to:
Basic KYC Data
Basic Know Your Client information is required by both law and necessity, in order to properly evaluate the clients’ current situation.
Objectives
Investment objectives are desired outcomes of investments and generally pertain to return and risk.
Constraints
Constraints are limitations on the ability to take full or partial advantage of particular investments.
Risk Profiling
Establishing an investment risk profile is an essential part of structuring an investor's investment portfolio